Eslick, Carolyn (2): Alleged Violation of RCW 42.17A.205, .235 and .240 for failure to timely register and report activities for a Surplus Funds Account (EY20, Nov20)

Case

#79635

Respondent

Carolyn Eslick

Complainant

Alex Bond

Description

  • Allegation one: Violation of RCW 42.17A.205 for failure to timely register Surplus Funds Account
  • Allegation two: Violation of RCW 42.17A.235 and .240 for failure to timely and accurately report activities for Surplus Funds

Disposition

Case Closed with Written Warning

Date Opened

November 05, 2020

Areas of Law

RCW 42.17A.205, RCW 42.17A.235, RCW 42.17A.240

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