• List each reportable investment, stock, mutual fund, 401K profit sharing plan, etc. that you owned at any time during the reporting period.
  • Furthermore, itemize the holdings of investment accounts, such as IRAs, 401K plans, deferred compensation accounts, etc., if you made the buy and sell decisions for the account.
  • Never include account numbers.
  • Indicate the Commission has granted you a reporting modification or you are eligible for the principal residence exemption if neither apply. F-1 statements that attest to either will be flagged for review by PDC staff.